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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-03-10 |
| NC | RA | APPROVED | 2014-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lenoir | NC | 08/2014 | Present |
| Bank Of America, N.A. | Lenoir | NC | 01/2015 | Present |
I*1319249 For profit or not for profit: Entity For Profit Name of outside business organization: Maverick Enterprises Investment related: N Address of business: Hickory, North Carolina, 28602, United States Nature of business: ["S Corporation"] Position, title, association: ["Owner"], Start date of relationship: 7/1/2023 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , With my son going in to Pre K in August and my wife planning to continue to be a homemaker we were looking at starting an Amazon business via an LLC. I would be a member of it but it's more of her deal hunting when he's in school and on occasion I would assist but it would be her baby. Outsourced accounting and warehousing just buying and shipping directly to their centers to resell essentially through their platform. I would anticipate this taking far less than 5% of my time and only outside of work hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-13 |
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