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Daniel Malone

J.P. Morgan Securities LLC

North Massapequa, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
CT RA APPROVED 2019-07-08
  • NY RA
    APPROVED
    Since 2021-05-03
  • CT RA
    APPROVED
    Since 2019-07-08

Branch Locations

1090 Hicksville Road, North Massapequa, NY 11758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc              North Massapequa NY 08/2014 Present
Jpmorgan Chase Bank, N.A.          North Massapequa NY 12/2013 Present
  • 08/2014 → Present
    J.P. Morgan Securities Llc             
    North Massapequa, NY
  • 12/2013 → Present
    Jpmorgan Chase Bank, N.A.         
    North Massapequa, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-26
S63 Uniform Securities Agent State Law Examination 2014-12-08
  • S66 Uniform Combined State Law Examination
    2019-06-26
  • S63 Uniform Securities Agent State Law Examination
    2014-12-08
Other Names
  • Daniel S Malone
  • Daniel Malone
  • Daniel Shawn Malone

View on SEC IAPD

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Other Offices

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LPL FINANCIAL LLC · MASSAPEQUA, NY
PRIVATE ADVISOR GROUP, LLC · Massapequa, NY
THE PINNACLE FINANCIAL GROUP · N MASSAPEQUA, NY
ADC WEALTH MANAGEMENT, LLC · MASSAPEQUA, NY
LPL FINANCIAL LLC · WANTAGH, NY

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