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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2016-02-17
NJ RA APPROVED 2014-01-24
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2016-02-17
  • NJ RA
    APPROVED
    Since 2014-01-24

Branch Locations

1090 Hicksville Road, North Massapequa, NY 11758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities North Bellmore NY 01/2014 Present
  • 01/2014 → Present
    Jpmorgan Securities
    North Bellmore, NY
Previous Registrations
  • 2011-07-19 → 2014-01-17
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/1/1987 ADDRESS: 75-52 255th street , glen oaks, ny 11040 74-29 260th street, glen oaks, ny 11040 DETAILS: maintain rental INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS DURING TRADING: 0 Entity Name: Jamesport Bay Suites Owners Corp Investment related: N Address: South Jamesport, NY 11970 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: There is no connection to JPMC. It is not a similar to JPMC role. I own a co-op unit and sometimes rent it out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-26
S63 Uniform Securities Agent State Law Examination 2008-05-31
  • S66 Uniform Combined State Law Examination
    2011-06-26
  • S63 Uniform Securities Agent State Law Examination
    2008-05-31
Other Names
  • Karen Kelly
  • Karen Hickey
  • Karen Bartoldus
  • Karen H Kelly

View on SEC IAPD

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