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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-05
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2019-07-12
CT RA APPROVED 2019-07-11
  • TX RA
    APPROVED_RES
    Since 2025-05-05
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2019-07-12
  • CT RA
    APPROVED
    Since 2019-07-11

Branch Locations

1090 Hicksville Road, North Massapequa, NY 11758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc New York NY 10/2015 02/2017
Stifel Nicolaus & Co Inc New York NY 04/2017 06/2019
Unemployed New York NY 03/2017 04/2017
Jp Morgan Securities, Llc North Massapequa NY 06/2019 Present
Jp Morgan Chase Bank, N.A. North Massapequa NY 06/2019 Present
O'HAra Evergreen Inc. (Dba Mosquito Authority Of Long Island) Rockville Centre NY 06/2019 Present
  • 10/2015 → 02/2017
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 04/2017 → 06/2019
    Stifel Nicolaus & Co Inc
    New York, NY
  • 03/2017 → 04/2017
    Unemployed
    New York, NY
  • 06/2019 → Present
    North Massapequa, NY
  • 06/2019 → Present
    Jp Morgan Chase Bank, N.A.
    North Massapequa, NY
  • 06/2019 → Present
    O'HAra Evergreen Inc. (Dba Mosquito Authority Of Long Island)
    Rockville Centre, NY
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: O'HARA EVERGREEN INC. (DBA MOSQUITO AUTHORITY OF LONG ISLAND) POSITION: OWNER START DATE: 6/24/2019 ADDRESS: 109 Rockville Centre NY DETAILS: PEST CONTROL SPECIFICALLY TREAT COMMERCIAL AND RESIDENTIAL FOR MOSQUITOS AND TICKS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 30 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-03
S65 Uniform Investment Adviser Law Examination 2000-02-25
S63 Uniform Securities Agent State Law Examination 1999-11-19
  • S66 Uniform Combined State Law Examination
    2019-07-03
  • S65 Uniform Investment Adviser Law Examination
    2000-02-25
  • S63 Uniform Securities Agent State Law Examination
    1999-11-19
Other Names
  • Tim O'HAra
  • Timothy John O'HAra
  • Timothy John Ohara

View on SEC IAPD

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