Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-03-17
  • NM RA
    APPROVED
    Since 2022-03-17

Branch Locations

6565 Americas Pkwy Ne Suite 310, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Albuquerque NM 02/2022 Present
Vanguard Advisers Inc Scottsdale AZ 08/2014 12/2021
Walmart Rio Rancho NM 01/2023 01/2024
Previous Registrations
Other Businesses

(1)Name of Business: Amor Rose Address: 6720 Delgado Way, Rio Rancho, NM, 87144, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 03/17/2026 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am considering making money bouquets on the side for graduation and/or birthday celebrations, mother's day etc. I will be the sole owner. I would like to make them when I'm off the clock (at home at night) but may deliver/work on them during my lunch hour when I'm off the clock.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-16
S63 Uniform Securities Agent State Law Examination 2014-11-04
  • S66 Uniform Combined State Law Examination
    2019-12-16
  • S63 Uniform Securities Agent State Law Examination
    2014-11-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Albuquerque, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor