Michael Carl Moore

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2010-02-24

NC RA
APPROVED

Since 2010-02-24

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Raleigh	NC	01/2007	Present
Wells Fargo Advisors Llc	Cary	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Cary	NC	11/2016	Present

01/2007 → Present

Wachovia Bank, N.A.

Raleigh, NC
05/2009 → 11/2016

Wells Fargo Advisors Llc

Cary, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Cary, NC

Other Businesses

RENTAL PROPERTY; INV RELATED; HOLLY SPRINGS, NC; 100% OWNERSHIP WITH SPOUSE; START: 05/01/2012; HOURS: 1 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-02-23
S63	Uniform Securities Agent State Law Examination	2006-06-23

S66 Uniform Combined State Law Examination

2010-02-23
S63 Uniform Securities Agent State Law Examination

2006-06-23

Other Names

Michael Moore

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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