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David Buckingham Mather

LPl Enterprise, LLC

San Diego, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America San Diego CA 08/2014 Present
Pruco Securities, Llc. San Diego CA 08/2014 11/2024
Word & Brown San Diego CA 08/2016 Present
Dickerson Employee Benefits Los Angeles CA 08/2017 Present
Ca Health Benefit Exchange San Diego CA 08/2017 Present
Lpl Enterprise, Llc San Diego CA 11/2024 Present
  • 08/2014 → Present
    Prudential Insurance Company Of America
    San Diego, CA
  • 08/2014 → 11/2024
    San Diego, CA
  • 08/2016 → Present
    Word & Brown
    San Diego, CA
  • 08/2017 → Present
    Dickerson Employee Benefits
    Los Angeles, CA
  • 08/2017 → Present
    Ca Health Benefit Exchange
    San Diego, CA
  • 11/2024 → Present
    San Diego, CA
Previous Registrations
Other Businesses

1) 10/04/2024- Rady Children's Hospital Foundation- Non-profit volunteer (not on board)- Hospital volunteering- Not INV Related- At San Diego, CA Started 05/01/2015- 2 HRS MTH- 0 HRS During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-15
  • S66 Uniform Combined State Law Examination
    2014-09-15
Other Names
  • David Buckingham Mather

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