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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-04-13 |
| TX | RA | APPROVED_RES | 2018-02-12 |
Branch Locations
12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | San Diego | CA | 01/2018 | Present |
| Us Bank Na | Scottsdale | AZ | 04/2016 | 09/2017 |
| Origin Tax And Financial Services | Poway | CA | 09/2017 | 01/2018 |
K&J VENTURES LLC DBA CARDBOARDCHASING AND JKOLLECTIONS, NOT INV RELATED, COTTAGE GROVE, OR, 50% OWNERSHIP, START 6/13/2022, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, BUYING AND SELLING CLOTHES SHOES VIDEO GAMES AND DVDS ONLINE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-27 |
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