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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-24 |
| UT | RA | APPROVED | 2023-08-24 |
Branch Locations
222 South Main Street Suite 1840, Salt Lake City, UT 84101 • United States
South Jordan, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zions Bank | Salt Lake City | UT | 04/2016 | 08/2023 |
| Lpl Financial, Llc | Salt Lake City | UT | 08/2016 | 08/2023 |
| Baird | Salt Lake City | UT | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-27 |
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