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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-03-25
  • IL RA
    APPROVED
    Since 2015-03-25

Branch Locations

160 East Wend Street Suite E, Lemont, IL 60439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Inc Lemont IL 08/2014 Present
E.C. Hunziker & Associates, Inc. Lemont IL 12/2014 Present
Raymond James Financial Services Advisors Inc. Lemont IL 03/2015 Present
Other Businesses

(1)Name of Business: Hunziker & Associates, Inc. Address: 160 E Wend St Ste E, Lemont, IL, 60439, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Associate/Employee, Officer - President Investment Related: No Start Date: 12/31/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Processing information for clients' accounts, performing research reports, personal and phone interaction with clients, and related projects as assigned

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-02
  • S66 Uniform Combined State Law Examination
    2014-12-02
Designations

View on SEC IAPD

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