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Joseph Anthony Nawrocki

Osaic Wealth, Inc.

Lemont, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-14
IL RA APPROVED 2022-01-03
  • FL RA
    APPROVED
    Since 2024-05-14
  • IL RA
    APPROVED
    Since 2022-01-03

Branch Locations

687 Talcott Avenue, Lemont, IL 60439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph A. Nawrocki, Inc. Lemont IL 01/1988 Present
Grove Point Investments, Llc Rockville MD 09/2009 01/2022
Grove Point Advisors, Llc Rockville MD 04/2021 01/2022
Osaic Wealth, Inc. Lemont IL 12/2021 Present
  • 01/1988 → Present
    Joseph A. Nawrocki, Inc.
    Lemont, IL
  • 09/2009 → 01/2022
    Grove Point Investments, Llc
    Rockville, MD
  • 04/2021 → 01/2022
    Grove Point Advisors, Llc
    Rockville, MD
  • 12/2021 → Present
    Lemont, IL
Previous Registrations
  • 2021-04-01 → 2022-01-10
    Grove Point Advisors, Llc
    Rockville, MD
    Lemont, IL
    Rockville, MD
  • 2009-09-01 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Lemont, IL
  • 2003-06-12 → 2009-09-01
    Waterstone Financial Group, Inc.
    Itasca, IL
    Lemont, IL
Other Businesses

1) JOSEPH A NAWROCKI, INC POSITION: President/ Owner NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 01/01/1988 ADDRESS: 687 Talcott Ave, Lemont IL 60439, United States DESCRIPTION: 1) LIFE INSURANCE- JOSEPH A. NAWROCKI, INC. POSITION: agent NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 01/01/1988 ADDRESS: 687 Talcott Avenue, Lemont IL 60439, United States DESCRIPTION: As part of the financial planning process I use insurance products such as fixed annuities and fixed life insurance to achieve my clients objectives. I will primarily use fixed u/l and term insurance. All variable insurance will be placed through my broker dealer. 2) JOSEPH A NAWROCKI INC POSITION: Insurance NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 01/01/1988 ADDRESS: 687 Talcott Avenue, Lemont IL 60439, United States DESCRIPTION: As part of the financial planning process I use insurance products such as fixed annuities and fixed life insurance to achieve my clients objectives. I will primarily use fixed u/l and term insurance. All variable insurance will be placed through my broker dealer.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-29
  • S63 Uniform Securities Agent State Law Examination
    1991-08-29
Designations
Other Names
  • Joe A Nawrocki

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