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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-05
  • IL RA
    APPROVED
    Since 2019-11-05

Branch Locations

1132 State Street, Lemont, IL 60439 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities, Llc Woodridge IL 12/2013 09/2019
J.P. Morgan Securities Llc Lemont IL 09/2019 Present
Jpmorgan Chase Bank, N.A. Lemont IL 03/2020 Present
  • 12/2013 → 09/2019
    Jpmorgan Securities, Llc
    Woodridge, IL
  • 09/2019 → Present
    Lemont, IL
  • 03/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Lemont, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-28
S63 Uniform Securities Agent State Law Examination 2014-02-13
  • S66 Uniform Combined State Law Examination
    2019-10-28
  • S63 Uniform Securities Agent State Law Examination
    2014-02-13
Other Names
  • David Frank Teska

View on SEC IAPD

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