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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2024-03-18 |
Branch Locations
3049 Mt. Vernon Rd., Hurricane, WV 25526 • United States
4515 Maccorkle Ave, Charleston, WV 25304 • United States
101 River Rd., Barboursville, WV 25504 • United States
700 Virginia St East Suite 100, Charleston, WV 25301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jason Moore Insurance Agency | Ceredo | WV | 03/2015 | 12/2016 |
| State Farm Vp Management Corp | Ceredo | WV | 04/2015 | 12/2016 |
| Wells Fargo Clearing Services, Llc | Rocky Mount | NC | 02/2018 | 06/2020 |
| Wells Fargo Bank Na | Rocky Mount | NC | 01/2018 | 06/2020 |
| Black Cat Harley-Davidson | Rocky Mount | NC | 12/2016 | 01/2018 |
| Fifth Third Bank | Rocky Mount | NC | 07/2020 | 11/2021 |
| Fifth Third Securities | Rocky Mount | NC | 07/2020 | 11/2021 |
| The Huntington Investment Company | Columbus | OH | 11/2021 | 03/2024 |
| Fifth Third Bank | Hurricane | WV | 03/2024 | Present |
| Fifth Third Securities | Hurricane | WV | 03/2024 | Present |
ordained minister - Hurricane, WV - officiate weddings - nominal hrs/mo (1 mkt hr) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-16 |
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