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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-25 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
717 West Sprague Avenue Suite 500, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Clarkson | WA | 04/2006 | Present |
| Morgan Stanley Smith Barney | Spokane | WA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*641985 - The Spokane College; Investment related: No; Spokane, Washington; Public Schools; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 10; After business hours: 5; Review Tenured faculty, liaison between the coleges and the community; serve on committees; review budget (The job description also lists advocacy with the Legislature which I have already declined to participate in that task
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-18 |
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