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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-01-04 |
| TX | RA | APPROVED | 2023-01-04 |
Branch Locations
250 Fillmore Street Suite 104, Denver, CO 80206 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors Llc | Denver | CO | 08/2014 | 06/2018 |
| E*Trade Securities Llc | Denver | CO | 06/2018 | 02/2020 |
| E*Trade Capital Management Llc | Denver | CO | 06/2018 | 02/2020 |
| E*Trade Securities Llc | Denver | CO | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Denver | CO | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Centennial | CO | 06/2020 | 11/2020 |
| E*Trade Capital Management Llc | Centennial | CO | 06/2020 | 11/2020 |
| E*Trade Securities Llc | Greenwood Village | CO | 11/2020 | 09/2023 |
| E*Trade Capital Management Llc | Greenwood Village | CO | 11/2020 | 09/2023 |
| Morgan Stanley | Greenwood Village | CO | 01/2023 | 09/2023 |
| Morgan Stanley | Denver | CO | 09/2023 | Present |
*507082 : Nevada Gold Ventures LLC ; Investment related : Yes ; Castle Pines ; Colorado ; Mining Claims ; Managing Member/Beneficiary(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2022 ; During business hours : 0 ; After business hours : 0 ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-09 |
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