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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-10-21 |
| AZ | RA | APPROVED | 2024-09-17 |
| FL | RA | APPROVED | 2024-09-06 |
| CA | RA | APPROVED | 2024-09-05 |
| CT | RA | APPROVED | 2024-09-05 |
| NC | RA | APPROVED | 2024-09-05 |
| SC | RA | APPROVED | 2024-09-05 |
| TX | RA | APPROVED | 2021-10-27 |
| NY | RA | APPROVED | 2021-09-08 |
| NJ | RA | APPROVED | 2021-06-24 |
Branch Locations
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Lerner Associates, Inc | Teaneck | NJ | 08/2014 | 06/2021 |
| A.G.P. / Alliance Global Partners | New York | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-20 |
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