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123 Nw 4Th Street Suite 14, Evansville, IN 47708 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-06 |
| NY | RA | APPROVED | 2025-09-17 |
| IN | RA | APPROVED | 2024-10-01 |
Branch Locations
123 Nw 4Th Street Suite 14, Evansville, IN 47708 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horter Investment Management | Cincinnati | OH | 08/2014 | 10/2017 |
| S.W.A.N Financial Solutions | Evansville | IN | 04/2012 | Present |
| Fusion Capital Management | Coppell | TX | 10/2017 | 05/2021 |
| Elite Investment Team, Llc | San Diego | CA | 10/2018 | 12/2020 |
| Peace Of Mind Wealth Management, Llc | Brighton | MI | 04/2022 | Present |
| Ollie Grant Private Wealth | Evansville | IN | 09/2024 | Present |
S.W.A.N. FINANCIAL SOLUTIONS, THE BUSINESS IS NOT INVESTMENT RELATED, 5224 STONEHEDGE DRIVE, EVANSVILLE INDIANA 47715, NATURE OF THE BUSINESS IS INSURANCE RELATING TO: HEALTH, LIFE, LONG-TERM CARE, ACCIDENT, CARE, CANCER, AND FIXED/INDEXED ANNUITIES. I AM THE OWNER AND FOUNDER OF THE BUSINESS. I AM THE ONLY EMPLOYEE OF THIS BUSINESS AT THIS TIME. BUSINESS STARTED ON 04/01/2012 I MADE IT INTO AN LLC EARLIER ON THIS YEAR AROUND MARCH, I WORK 120-360 HOURS PER MONTH THAT ARE DEVOTED TO THIS BUSINESS IN SOME FORM OR MANNER, THIS IS THE ONLY BUSINESS I DEVOTE TIME TO DURING SECURITIES TRADING HOURS, I RUN ALL ASPECTS OF THE BUSINESS FROM SEEKING NEW CLIENT ACTIVITIES, CURRENT CLIENT ACTIVITIES, BUSINESS ACTIVITIES, THAT INCLUDE MARKETING, SEEKING NEW PARTNERSHIPS AND CONTRACTS, CUSTOMER SERVICES, HANDLING TECH ISSUES, PUBLIC RELATIONS, ACCOUNTING AND LEGAL ISSUES, EDUCATION AND TRAINING, AND ANYTHING ELSE THAT MAY COME UP IN THE COURSE OF DOING BUSINESS OR TRYING TO GROWN THIS BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-02 |
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