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William Bo

Dunham

San Diego, CA

San Diego, CA

San Diego, CA

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Current Employers
Dunham

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-08
  • CA RA
    APPROVED
    Since 2023-03-08

Branch Locations

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • UNITED STATES

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 08/2014 10/2020
Unemployed San Diego CA 11/2020 03/2021
Fidelity Investments San Diego CA 04/2021 08/2021
Lpl Financial San Diego CA 08/2021 08/2022
Cuso Financial Services, Lp San Diego CA 08/2022 03/2023
Dunham & Associates Investment, Counsel, Inc. San Diego CA 03/2023 Present
  • 08/2014 → 10/2020
    Commonwealth Financial Network
    San Diego, CA
  • 11/2020 → 03/2021
    Unemployed
    San Diego, CA
  • 04/2021 → 08/2021
    Fidelity Investments
    San Diego, CA
  • 08/2021 → 08/2022
    Lpl Financial
    San Diego, CA
  • 08/2022 → 03/2023
    Cuso Financial Services, Lp
    San Diego, CA
  • 03/2023 → Present
    Dunham & Associates Investment, Counsel, Inc.
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-16
  • S66 Uniform Combined State Law Examination
    2019-11-16
Other Names
  • William R Bo
  • William Bo
  • Bill Bo

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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