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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-10-20 |
| NC | RA | APPROVED | 2006-10-13 |
Branch Locations
3600 Glenwood Ave Ste 130, Raleigh, NC 27612 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 04/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Raleigh | NC | 03/2020 | Present |
Real Estate Ownership; Single Family; 14 Maritime Dr, , Surf City, NC, 28445; Not Investment-Related; 11/05/2021 / Single Family; 605 Transylvania Ave, , Raleigh, NC, 27609; Not Investment-Related; 09/10/2024. Board of Directors; St. Michael's Episcopal Church; Junior Warden; 1520 Canterbury Rd, , Raleigh, NC, 27608; Not Investment-Related; 02/10/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-10 |
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