Kalpana Ram Krishnan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-12-11
NY	RA	APPROVED	2024-12-11

NJ RA
APPROVED

Since 2024-12-11
NY RA
APPROVED

Since 2024-12-11

Branch Locations

151 W 42Nd St, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	New York	NY	07/2014	10/2024
Bmo Wealth Management	New York	NY	11/2024	Present
Lpl Financial Llc	New York	NY	12/2024	Present

07/2014 → 10/2024

Citigroup

New York, NY
11/2024 → Present

Bmo Wealth Management

New York, NY
12/2024 → Present

Lpl Financial Llc

New York, NY

Previous Registrations

2014-08-08 → 2024-10-03

Citigroup Global Markets Inc.

New York, NY

Edison, NJ

Other Businesses

1)12/06/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/06/2024 - BMO Harris Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth 3)12/06/2024 - Real Estate Rental - Inv Rel - 4 Properties in Edson, NJ - Start Date: 2012

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-09-19

S63 Uniform Securities Agent State Law Examination

2014-09-19

Designations

Chartered Financial Analyst

Other Names

Kal Krishnan

View on SEC IAPD