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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-03 |
| CA | RA | APPROVED | 2015-04-02 |
Branch Locations
4370 La Jolla Village Dr. Suite 400, San Diego, CA 92122 • United States
Vista, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2014 | Present |
1. Outside Fixed Business 2. Successor trustee for immediate family member trust.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-30 |
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