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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-15
PA RA APPROVED 2016-10-26
LA RA APPROVED 2014-10-06
  • TX RA
    APPROVED
    Since 2017-03-15
  • PA RA
    APPROVED
    Since 2016-10-26
  • LA RA
    APPROVED
    Since 2014-10-06

Branch Locations

#2 Sanctuary Blvd Ste 101, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Mandeville LA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Mandeville LA 11/2016 Present
Other Businesses

ELH FARMS, LLC, INVT RELATED, COVINGTON, LA, 7.14% OWNERSHIP, START DATE 10/14/14, 1.5 HRS PER MONTH, 0 HRS DURING TRADING, CHECK WRITING AND DEPOSITS OF INCOME. TRUSTEE FOR NEPHEW; INVESTMENT RELATED; MANDEVILLE,LA; START DATE 07/25/2014; NUMBER OF HOURS PER MONTH LESS THAN 1; NUMBER OF HOURS DURING TRADING 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-06
  • S66 Uniform Combined State Law Examination
    2014-10-06
Other Names
  • Jon Henderson
  • Jonathan Henderson

View on SEC IAPD

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