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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-15 |
| PA | RA | APPROVED | 2016-10-26 |
| LA | RA | APPROVED | 2014-10-06 |
Branch Locations
#2 Sanctuary Blvd Ste 101, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Mandeville | LA | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mandeville | LA | 11/2016 | Present |
ELH FARMS, LLC, INVT RELATED, COVINGTON, LA, 7.14% OWNERSHIP, START DATE 10/14/14, 1.5 HRS PER MONTH, 0 HRS DURING TRADING, CHECK WRITING AND DEPOSITS OF INCOME. TRUSTEE FOR NEPHEW; INVESTMENT RELATED; MANDEVILLE,LA; START DATE 07/25/2014; NUMBER OF HOURS PER MONTH LESS THAN 1; NUMBER OF HOURS DURING TRADING 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-06 |
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