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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-08-01 |
| RI | RA | APPROVED | 2024-05-23 |
| IL | RA | APPROVED | 2024-05-16 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
47 Maple Svenut, Suite 2, Barrington, RI 02806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Hickory Hills | IL | 02/2016 | 07/2017 |
| Planpilot Llc | Chicago | IL | 08/2017 | 02/2018 |
| Unemployed | Frankfort | IL | 03/2018 | 10/2018 |
| Tradestation Securities, Inc. | Chicago | IL | 10/2018 | 08/2021 |
| Transamerica Investors Securities Corporation | Frankfort | IL | 08/2021 | 10/2023 |
| Transamerica Life Insurance Company | Frankfort | IL | 08/2021 | 10/2023 |
| Retirement & Benefit Partners, Inc. | Barrington | RI | 04/2024 | Present |
| Unemployed | Frankfort | IL | 10/2023 | 04/2024 |
| Lpl Financial Llc | Barrington | RI | 05/2024 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 05/2024 | Present |
1. 04/26/2024- RETIREMENT & BENEFIT PARTNERS- DBA for LPL Business (entity for LPL business)- at Reported Business Location (s)- Inv Rel 2. 06/13/2024 - GLOBAL RETIREMENT PARTNERS - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 4/15/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 06/13/2024 - RETIREMENT & BENEFIT PARTNERS - Inv Related - At Reported Business Location(s) - Registered Investment Advisor 0 DBA - Advisor - Started: 4/15/2024 - 160 Hrs/Mo; 89 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-30 |
| S66 | Uniform Combined State Law Examination | 2015-02-03 |
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