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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-05-01 |
| SC | RA | APPROVED | 2021-04-08 |
| TX | RA | APPROVED | 2021-04-08 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
300 N Main St Ste 301, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenville | SC | 07/2014 | 04/2021 |
| Bank Of America, N.A. | Greenville | SC | 05/2015 | 04/2021 |
| Lpl Financial, Llc | Greenville | SC | 04/2021 | Present |
1/2021 - DBA for LPL Business (entity for LPL business) - NorthEnd Private Wealth - Investment Related - Greenville, SC 29601
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-07 |
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