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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-07-31
  • UT RA
    APPROVED
    Since 2024-07-31

Branch Locations

1371 East 2100 South Suite 100, Salt Lake City, UT 84105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Salt Lake City UT 11/2015 07/2024
Zions Bank Salt Lake City UT 11/2015 07/2024
Western Governors University Salt Lake City UT 04/2019 07/2023
Raymond James Financial Services, Inc. Salt Lake City UT 07/2024 Present
Raymond James Financial Services Advisors, Inc. Salt Lake City UT 07/2024 Present
  • 11/2015 → 07/2024
    Salt Lake City, UT
  • 11/2015 → 07/2024
    Zions Bank
    Salt Lake City, UT
  • 04/2019 → 07/2023
    Western Governors University
    Salt Lake City, UT
  • 07/2024 → Present
    Raymond James Financial Services, Inc.
    Salt Lake City, UT
  • 07/2024 → Present
    Salt Lake City, UT
Previous Registrations
Other Businesses

(1)Name of Business: ApexFlow Wealth Management, LLC Address: 1371 E 2100 S Ste 215, Salt Lake City, UT, 84105-3731, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/22/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Associate/Practice Manager (2)Name of Business: Paramount Private Wealth, LLC Address: 1371 E 2100 S Ste 100, Salt Lake City, UT, 84105-3731, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/05/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: My responsibilities are limited in scope and consist solely of administrative and/or support services, which may include coordination, operational assistance, or general consulting functions. I do not provide advisory, brokerage, or financial services through this business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-20
  • S66 Uniform Combined State Law Examination
    2014-10-20
Other Names
  • Katie King
  • Katherine Peterson

View on SEC IAPD

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