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Aleksandra Drake

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Smithtown, NY

Carlsbad, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-30
TX RA APPROVED_RES 2017-05-30
  • CA RA
    APPROVED
    Since 2017-05-30
  • TX RA
    APPROVED_RES
    Since 2017-05-30

Branch Locations

50 Route 111 Me - The Academy/Consumer Bnkg & Invest, Smithtown, NY 11787 • United States

1000 Aviara Pkwy, Carlsbad, CA 92011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Carlsbad CA 12/2015 05/2017
Jp Morgan Securities Llc Carlsbad CA 12/2015 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carlsbad CA 05/2017 Present
Bank Of America, N.A Carlsbad CA 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-17
  • S66 Uniform Combined State Law Examination
    2014-10-17
Other Names
  • Aleksandra Joanna Kolodziej
  • Aleksandra Drake
  • Aleks Joanna Drake
  • Aleksandra Joanna Drake

View on SEC IAPD

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OSAIC INSTITUTIONS, INC.

Other Investors

JAMES VERDI
NICHOLAS KLOPSIS
Matthew Kyle Heeter
LOUIS ANTHONY SORIANO
Frank E Carpentiere
JOSEPH BONURA
JOHN CLEAVELAND PALMER
LYNNE MICHELE BARNHARDT

Other Offices

LPL FINANCIAL LLC · SMITHTOWN, NY
CETERA INVESTMENT ADVISERS LLC · SMITHTOWN, NY
EDWARD JONES · SMITHTOWN, NY
LPL FINANCIAL LLC · SMITHTOWN, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SMITHTOWN, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · SMITHTOWN, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Smithtown, NY
COMMONWEALTH FINANCIAL NETWORK · Smithtown, NY

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