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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-05-21
  • TN RA
    APPROVED
    Since 2019-05-21

Branch Locations

501 Commerce St, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Advisers, Inc. Houston TX 09/2015 04/2019
Alliancebernstein Investments, Inc. Nashville TN 04/2019 Present
  • 09/2015 → 04/2019
    Houston, TX
  • 04/2019 → Present
    Alliancebernstein Investments, Inc.
    Nashville, TN
Previous Registrations
Other Businesses

Count: 1 1) BusinessName: Young Summit Capital LLC INVESTMENT RELATED: No ADDRESS: 1007 Scovel St Nashville, TN 37208 NATURE OF BUSINESS: LLC for a rental property POSITION: CEO & President RELATIONSHIP: 2026-02-03 APPROXIMATE NUMBER HOURS: 1 hours/month, 0 hours during trading hours YOUR DUTIES: I utilize a property manager, so I don't perform any activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-14
  • S66 Uniform Combined State Law Examination
    2015-09-14
Other Names
  • James M Young

View on SEC IAPD

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