Nicolette Joan Harney

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2017
  Sii Investments
  Washingtonville, NY
• 11/2017 → 11/2023
  Fsc Securities Corp
  Atlanta, GA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Washingtonville, NY

Previous Registrations

• 2017-11-10 → 2023-11-03
  Fsc Securities Corporation
  Washingtonville, NY
• 2015-09-28 → 2017-11-10
  Sii Investments, Inc.
  Washingtonville, NY

Other Businesses

1) NOTARY PUBLIC 2. FERRIGNO FINANCIAL POSITION: Registered Assistant NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/14/2014 ADDRESS: 79 E Main Street, Washingtonville NY 10992, United States DESCRIPTION: Registered Assistant: Trading, Processing & Client Servicing.

Exams

• S66 Uniform Combined State Law Examination
  2015-09-25

Other Names

• Nicolette J Walski
• Nicolette Joan Walski