Nicolette Joan Harney

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-11-03

CO RA
APPROVED

Since 2023-11-03

Branch Locations

79 East Main Street, Washingtonville, NY 10992 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii Investments	Washingtonville	NY	07/2014	11/2017
Fsc Securities Corp	Atlanta	GA	11/2017	11/2023
Osaic Wealth, Inc.	Washingtonville	NY	11/2023	Present

07/2014 → 11/2017

Sii Investments

Washingtonville, NY
11/2017 → 11/2023

Fsc Securities Corp

Atlanta, GA
11/2023 → Present

Osaic Wealth, Inc.

Washingtonville, NY

Previous Registrations

2017-11-10 → 2023-11-03

Fsc Securities Corporation

Washingtonville, NY
2015-09-28 → 2017-11-10

Sii Investments, Inc.

Washingtonville, NY

Other Businesses

1) NOTARY PUBLIC 2. FERRIGNO FINANCIAL POSITION: Registered Assistant NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/14/2014 ADDRESS: 79 E Main Street, Washingtonville NY 10992, United States DESCRIPTION: Registered Assistant: Trading, Processing & Client Servicing.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-25

S66 Uniform Combined State Law Examination

2015-09-25

Other Names

Nicolette J Walski
Nicolette Joan Walski

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews