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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| NY | RA | APPROVED | 2023-11-03 |
| SC | RA | APPROVED | 2023-11-03 |
Branch Locations
79 East Main Street, Washingtonville, NY 10992 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ferrigno Financial Services | Washingtonville | NY | 08/1992 | Present |
| Sii Investments, Inc. | Washingtonville | NY | 10/1996 | 11/2017 |
| Fsc Securities Corp | Atlanta | GA | 11/2017 | 11/2023 |
| Osaic Wealth, Inc. | Washingtonville | NY | 11/2023 | Present |
1. FIXED INSURANCE POSITION: sole proprietorship NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2005 ADDRESS: 79 east main st, washingtonville NY 10992, United States DESCRIPTION: none 2. FERRIGNO REAL ESTATE POSITION: partner NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2005 ADDRESS: 79 east main st, washingtonville NY 10992, United States DESCRIPTION: none 3. FERRIGNO FINANCIAL POSITION: owner NATURE: dba INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2000 ADDRESS: 79 east main street, washingtonville NY 10992, United States DESCRIPTION: none
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-20 |
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