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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
| NY | RA | APPROVED | 2023-11-03 |
Branch Locations
79 East Main Street, Washingtonville, NY 10992 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Washingtonville | NY | 10/1997 | 11/2017 |
| Fsc Securities Corp | Atlanta | GA | 11/2017 | 11/2023 |
| Osaic Wealth, Inc. | Washingtonville | NY | 11/2023 | Present |
1. GREGORY MIRECKI - INSURANCE POSITION: Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/1997 ADDRESS: 79 EAST MAIN STREET, Washingtonville NY 10992, United States DESCRIPTION: Solicit fixed annuities. 2. FERRIGNO FINANCIAL POSITION: Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/1997 ADDRESS: 79 E. Main St., Washingtonville NY 10992, United States DESCRIPTION: Financial Advising
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-29 |
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