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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-07 |
| NY | RA | APPROVED | 2023-11-03 |
| SC | RA | APPROVED | 2023-11-03 |
Branch Locations
79 East Main Street, Washingtonville, NY 10992 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Washingtonville | NY | 05/2005 | 11/2017 |
| Fsc Securities Corp | Atlanta | GA | 11/2017 | 11/2023 |
| Osaic Wealth, Inc. | Washingtonville | NY | 11/2023 | Present |
1) FERRIGNO FINANCIAL POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/10/2017 ADDRESS: 79 East Main Street, Washingtonville NY 10992, United States DESCRIPTION: Financial Advisor and Branch Manager 2) FIXED INSURANCE POSITION: agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/12/2005 ADDRESS: 79 East Main Street, Washingtonville NY 10992, United States DESCRIPTION: Sales 3) FERRIGNO REAL ESTATE LLC POSITION: No Title NATURE: COMMERCIAL PROPERTY RENTAL TO FERRIGNO FINANCIAL AND FERRIGNO TAX & ACCOUNTING INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2005 ADDRESS: 79 East Main Street, Washingtonville NY 10992, United States DESCRIPTION: Books and Records 4) NOTARY PUBLIC POSITION: Notary Public NATURE: Providing free notary services to existing clients INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/05/2010 ADDRESS: 79 East Main St, Washingtonville NY 10992, United States DESCRIPTION: Notary Public 5) BUSINESS NETWORK INTERNATIONAL BNI POSITION: Membership Committee NATURE: BNI is an LLC which focuses on connecting like-minded business professionals to network, referand grow their businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2018 ADDRESS: 730 Broadway, New York NY 10003, United States DESCRIPTION: My duty includes attending business development meetings to network and learn about other members' businesses so when a need arises for my clients, I know exactly who can help them. As a membership committee member, I am responsible for helping to guide chapter members to help with performance metrics, conduct new membership interviews, and help resolve member conflicts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-26 |
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