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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-07
NY RA APPROVED 2023-11-03
SC RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2024-06-07
  • NY RA
    APPROVED
    Since 2023-11-03
  • SC RA
    APPROVED
    Since 2023-11-03

Branch Locations

79 East Main Street, Washingtonville, NY 10992 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Washingtonville NY 05/2005 11/2017
Fsc Securities Corp Atlanta GA 11/2017 11/2023
Osaic Wealth, Inc. Washingtonville NY 11/2023 Present
  • 05/2005 → 11/2017
    Sii Investments
    Washingtonville, NY
  • 11/2017 → 11/2023
    Fsc Securities Corp
    Atlanta, GA
  • 11/2023 → Present
    Washingtonville, NY
Previous Registrations
  • 2017-11-10 → 2023-11-03
    Fsc Securities Corporation
    Washingtonville, NY
    Washingtonville, NY
    Atlanta, GA
  • 2007-04-10 → 2017-11-10
    Sii Investments, Inc.
    Washingtonville, NY
    Washingtonville, NY
Other Businesses

1) FERRIGNO FINANCIAL POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/10/2017 ADDRESS: 79 East Main Street, Washingtonville NY 10992, United States DESCRIPTION: Financial Advisor and Branch Manager 2) FIXED INSURANCE POSITION: agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/12/2005 ADDRESS: 79 East Main Street, Washingtonville NY 10992, United States DESCRIPTION: Sales 3) FERRIGNO REAL ESTATE LLC POSITION: No Title NATURE: COMMERCIAL PROPERTY RENTAL TO FERRIGNO FINANCIAL AND FERRIGNO TAX & ACCOUNTING INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2005 ADDRESS: 79 East Main Street, Washingtonville NY 10992, United States DESCRIPTION: Books and Records 4) NOTARY PUBLIC POSITION: Notary Public NATURE: Providing free notary services to existing clients INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/05/2010 ADDRESS: 79 East Main St, Washingtonville NY 10992, United States DESCRIPTION: Notary Public 5) BUSINESS NETWORK INTERNATIONAL BNI POSITION: Membership Committee NATURE: BNI is an LLC which focuses on connecting like-minded business professionals to network, referand grow their businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2018 ADDRESS: 730 Broadway, New York NY 10003, United States DESCRIPTION: My duty includes attending business development meetings to network and learn about other members' businesses so when a need arises for my clients, I know exactly who can help them. As a membership committee member, I am responsible for helping to guide chapter members to help with performance metrics, conduct new membership interviews, and help resolve member conflicts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-26
  • S66 Uniform Combined State Law Examination
    2005-04-26
Designations

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