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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-24 |
| CA | RA | APPROVED | 2019-11-01 |
Branch Locations
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
12160 Victory Blvd, North Hollywood, CA 91606 • United States
5300 Lankershim Blvd Ste 155, North Hollywood, CA 91601 • United States
10900 Magnolia Blvd, North Hollywood, CA 91601 • United States
2933 Los Feliz Blvd, Los Angeles, CA 90039 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Simi Valley | CA | 05/2012 | Present |
| Wells Fargo Advisors Llc | Simi Valley | CA | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Simi Valley | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-11 |
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