Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-05 |
| SC | RA | APPROVED | 2014-10-02 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
168 Columbia Ave, Chapin, SC 29036 • United States
930 Assembly St, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Cayce | SC | 07/2014 | 11/2016 |
| Wells Fargo Bank Na | Cayce | SC | 10/2005 | Present |
| Wells Fargo Clearing Services, Llc | Cayce | SC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-09 |
Reach out to this advisor