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Nathaniel Kyle Brady

Wells Fargo Clearing Services, LLC

Columbia, SC

Chapin, SC

Columbia, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-05
SC RA APPROVED 2014-10-02
  • TX RA
    APPROVED_RES
    Since 2024-06-05
  • SC RA
    APPROVED
    Since 2014-10-02

Branch Locations

1320 Main St Ste 600, Columbia, SC 29201 • United States

168 Columbia Ave, Chapin, SC 29036 • United States

930 Assembly St, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Cayce SC 07/2014 11/2016
Wells Fargo Bank Na Cayce SC 10/2005 Present
Wells Fargo Clearing Services, Llc Cayce SC 11/2016 Present
  • 07/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Cayce, SC
  • 10/2005 → Present
    Wells Fargo Bank Na
    Cayce, SC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Cayce, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-01
S63 Uniform Securities Agent State Law Examination 2014-09-09
  • S65 Uniform Investment Adviser Law Examination
    2014-10-01
  • S63 Uniform Securities Agent State Law Examination
    2014-09-09
Other Names
  • Nate Kyle Brady
  • Nathaniel Brady

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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