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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-15 |
| IA | RA | APPROVED | 2017-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 05/2016 | Present |
| Principal Securities, Inc. | Des Moines | IA | 05/2016 | Present |
***Fixed Insurance, Fixed Life, Fixed Annuities, Group Health, DI and LTC, 05/24/16. ***Beacon of Life, Board Member, 01/05/17. ***James Lumley, Providing administrative support, 07/14/17.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-27 |
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