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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-05 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
237 E Main St, Moncks Corner, SC 29461 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc, | Charleston | SC | 07/2014 | 11/2016 |
| Wells Fargo Bank Na | Charleston | SC | 03/2013 | Present |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 11/2016 | Present |
INSTACART, NOT INV RELATED, MONCKS CORNER, SC, SHOPPER, START 1/1/2023, 75 HOURS PER MONTH, ZERO HOURS DURING TRADING, GROCERY SHOPPING AND DELIVERY. SPARK ; NOT INV RELATED; SPARKS,NV; DELIVER GROCERIES; DELIVERY DRIVER; START DATE: 11/25/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-20 |
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