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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-28 |
| NJ | RA | APPROVED | 2020-11-16 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Charlestown, MA • United States
1 Lincoln Street 29Th Fl, Boston, MA 02111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Street Global Advisors Funds Distributors Llc | Boston | MA | 07/2014 | 06/2020 |
| State Street Bank And Trust | Boston | MA | 07/2014 | 01/2017 |
| State Street Global Advisors Trust Company | Boston | MA | 01/2017 | 06/2020 |
| Neuberger Berman | Philadelphia | PA | 06/2020 | 07/2020 |
| Neuberger Berman | Boston | MA | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-03 |
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