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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-27
  • NY RA
    APPROVED
    Since 2023-07-27

Branch Locations

500 W 33Rd St, New York, NY 10001 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-27
  • NY RA
    APPROVED
    Since 2023-07-27

Branch Locations

500 W 33Rd St 30 Hudson Yd, New York, NY 10001 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc New York NY 10/2017 09/2018
Jp Morgan Chase Bank N.A. New York NY 05/2016 10/2017
Jp Morgan Securities, Llc Los Angeles CA 09/2018 05/2023
Wells Fargo Clearing Services New York NY 06/2023 Present
Wells Fargo Clearing Services New York NY 06/2023 Present
  • 10/2017 → 09/2018
    New York, NY
  • 05/2016 → 10/2017
    Jp Morgan Chase Bank N.A.
    New York, NY
  • 09/2018 → 05/2023
    Los Angeles, CA
  • 06/2023 → Present
    Wells Fargo Clearing Services
    New York, NY
  • 06/2023 → Present
    Wells Fargo Clearing Services
    New York, NY
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, ELMSFORD, NY, 100% OWNERSHIP, START: 6/1/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.; COUNCIL OF URBAN PROFESSIONALS, NOT INV RELATED, NEW YORK, NY, BOARD MEMBER, START: 1/1/2022, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; RENTAL PROPERTY, INV RELATED, BOCA RATON, FL, 100% OWNERSHIP, START: 6/1/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.; RENTAL PROPERTY, INV RELATED, LOS ANGELES, CA, 100% OWNERSHIP, START: 5/15/2022, 0 HOURS A MONTH, 0 HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, CABO SAN LUCAS, MX, 100% OWNERSHIP, START 11/1/24, 2 HRS PER MONTH, 0 HRS DURING TRADING,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-23
  • S66 Uniform Combined State Law Examination
    2014-11-23
Other Names
  • Barry Gerard Simmons
  • Barry Gerard Simmons
  • Barry G. Simmons

View on SEC IAPD

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