Richard Thomas Allison

Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 12/2016
  Massmutual
  Vienna, VA
• 01/2016 → 12/2016
  Mml Investors Services
  Vienna, VA
• 02/2016 → 12/2016
  La Lou Bistro
  Leesburg, VA
• 12/2016 → 12/2021
  Jp Morgan Securities Llc
  New York, NY
• 12/2021 → Present
  City National Rochdale
  Boston, MA

Previous Registrations

• 2017-02-17 → 2021-12-04
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
  Jersey City, NJ

Exams

• S66 Uniform Combined State Law Examination
  2016-10-13

Designations

• Chartered Financial Analyst

Other Names

• Richard Thomas Allison