James Howard

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-07
VA	RA	APPROVED	2026-03-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Incarerx	Roanoke	VA	06/2012	07/2019
Scottrade, Inc.	Roanoke	VA	03/2017	07/2019
Td Ameritrade, Inc.	Roanoke	VA	02/2018	07/2019
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Roanoke	VA	07/2019	10/2021
Bank Of America, N.A.	Roanoke	VA	08/2019	10/2021
Wells Fargo Clearing Services, Llc	Salem	VA	11/2021	03/2026
Wells Fargo Bank, Na	Salem	VA	11/2021	03/2026
Wells Fargo Advisors Financial Network, Llc	Roanoke	VA	03/2026	Present
Morgan Stanley	Roanoke	VA	09/2015	03/2017

06/2012 → 07/2019

Incarerx

Roanoke, VA
03/2017 → 07/2019

Scottrade, Inc.

Roanoke, VA
02/2018 → 07/2019

Td Ameritrade, Inc.

Roanoke, VA
02/2018 → 07/2019

Td Ameritrade Investment Management, Llc

Omaha, NE
07/2019 → 10/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Roanoke, VA
08/2019 → 10/2021

Bank Of America, N.A.

Roanoke, VA
11/2021 → 03/2026

Wells Fargo Clearing Services, Llc

Salem, VA
11/2021 → 03/2026

Wells Fargo Bank, Na

Salem, VA
03/2026 → Present

Wells Fargo Advisors Financial Network, Llc

Roanoke, VA
09/2015 → 03/2017

Morgan Stanley

Roanoke, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-08

Other Firms