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Thomas J Brunson

First Citizens Investor Services, Inc.

Columbia, SC

Charlotte, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-03-10
  • SC RA
    APPROVED
    Since 2022-03-10

Branch Locations

1212 Main St, Columbia, SC 29201 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Columbia SC 01/2007 12/2020
First Citizens Investor Services Raleigh NC 02/2016 12/2020
First Citizens Investor Services Raleigh NC 12/2020 Present
First Citizens Bank Columbia SC 12/2020 Present
  • 01/2007 → 12/2020
    First Citizens Bank
    Columbia, SC
  • 02/2016 → 12/2020
    First Citizens Investor Services
    Raleigh, NC
  • 12/2020 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 12/2020 → Present
    First Citizens Bank
    Columbia, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-09
S63 Uniform Securities Agent State Law Examination 2016-03-17
  • S66 Uniform Combined State Law Examination
    2022-03-09
  • S63 Uniform Securities Agent State Law Examination
    2016-03-17
Other Names
  • Tripp Brunson

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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