Charles K Tai

Current Employers

Employment History

• 07/2014 → 12/2016
  Transamerica Capital Inc
  Denver, CO
• 01/2017 → 05/2017
  Gwfs Equities, Inc.
  Greenwood Village, CO
• 07/2014 → 01/2017
  Transamerica
  Denver, CO
• 05/2017 → 08/2017
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 05/2017 → 08/2017
  Charles Schwab Bank
  Lone Tree, CO
• 08/2017 → 11/2017
  Unemployed
  Lone Tree, CO
• 11/2017 → 01/2018
  Transamerica Retirement Solutions
  Denver, CO
• 11/2017 → 01/2018
  Transamerica Investors Securities Corporation
  Denver, CO
• 01/2018 → 03/2018
  Unemployed
  Lone Tree, CO
• 03/2018 → 07/2018
  Valic Financial Advisors, Inc.
  Lone Tree, CO
• 07/2018 → 07/2022
  Gwfs Equities, Inc.
  Greenwood Village, CO
• 08/2022 → 02/2025
  Transamerica Capital, Inc.
  Denver, CO
• 02/2025 → Present
  T Rowe Price
  Colorado Springs, CO

Other Businesses

(1) Rocky Mountain Sports Officials; Non-Investment Related; 3/7/25; Basketball Official/Baseball Umpire; Officiating basketball games and umpiring baseball games; 10 hours per month; 0 during trading. (2) Gold Crown Sports; Non-Investment Related; 6/28/25; Basketball Official/Baseball Umpire; Officiating basketball games and umpiring baseball games; Youth Sports/Refereeing; 8 hours per month; 0 during trading. (3) The Referee Suite Consortium ; Non-Investment Related; 12/09/25; Basketball Referee; Officiating basketball games; 10 hours per month; 0 during trading.

Exams

• S66 Uniform Combined State Law Examination
  2025-05-14
• S63 Uniform Securities Agent State Law Examination
  2016-03-30

Other Names

• Charlie Tai
• Chuck Tai
• Charles Keoni Tai
• Charles Tai