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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-03 |
| UT | RA | APPROVED | 2023-04-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co | Salt Lake City | UT | 07/2014 | 07/2017 |
| Raymond James & Associates | Farmington | UT | 07/2017 | 03/2023 |
| Snowbasin Resort | Huntsville | WA | 12/2017 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ogden | UT | 03/2023 | Present |
| Bank Of America N.A. | Ogden | UT | 06/2023 | Present |
I*1244306For profit or not for profit: Name of outside business organization: Executive Adventures, LLCInvestment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Work as a subcontractor on a 1099 basis for Executive Adventures, LLC. Duties include guiding big-game hunts for a licensed outfitter 4-5 days each fall on Snowbasin Resort property in Huntsville, UT. I*1244307For profit or not for profit: Entity For ProfitName of outside business organization: Quality GroundskeepingInvestment related: NAddress of business: Liberty, Utah, 84310Nature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 6/1/2019Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Small personal landscape maintenance business, providing jobs for my kids to do in our community evenings and weekends during the summer. I help the kids install bark mulch and do minor landscape cleanup jobs withing their abilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-16 |
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