Michael D Rollo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ogden, UT
• 03/2015 → Present
  Bank Of America, N.A.
  Ogden, UT

Other Businesses

I*106787 For profit or not for profit: Non-Profit Organization Name of outside business organization: Family Counceling Service of Northern Utah Investment related: N Address of business: Ogden, Utah 84403 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 6/21/2017 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Provides counseling to underserved. I will sit on the board and Financial Advisory committee member, and help advise and direct on investment decisions. . I*123254 For profit or not for profit: For-Profit Organization Name of outside business organization: Rollo LLC Investment related: Y Address of business: Layton, Utah 84041 Nature of business: Family Business, Position, title, association: Owner, Start date of relationship: 6/1/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family LLC, it is to manage Family property. I have an equal share of responsibility with my 4 brothers to maintain properties my dad has acquired. so far 1 is under the LLC. there could be up to 4.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-10