Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-12-15
UT RA APPROVED 2010-12-15
  • TX RA
    APPROVED
    Since 2010-12-15
  • UT RA
    APPROVED
    Since 2010-12-15

Branch Locations

2380 Washington Blvd, Ogden, UT 84401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ogden UT 06/2008 Present
Bank Of America, N.A. Ogden UT 03/2015 Present
Other Businesses

I*106787 For profit or not for profit: Non-Profit Organization Name of outside business organization: Family Counceling Service of Northern Utah Investment related: N Address of business: Ogden, Utah 84403 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 6/21/2017 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Provides counseling to underserved. I will sit on the board and Financial Advisory committee member, and help advise and direct on investment decisions. . I*123254 For profit or not for profit: For-Profit Organization Name of outside business organization: Rollo LLC Investment related: Y Address of business: Layton, Utah 84041 Nature of business: Family Business, Position, title, association: Owner, Start date of relationship: 6/1/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family LLC, it is to manage Family property. I have an equal share of responsibility with my 4 brothers to maintain properties my dad has acquired. so far 1 is under the LLC. there could be up to 4.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-10
  • S66 Uniform Combined State Law Examination
    2010-12-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ogden, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor