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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-12-15 |
| UT | RA | APPROVED | 2010-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ogden | UT | 06/2008 | Present |
| Bank Of America, N.A. | Ogden | UT | 03/2015 | Present |
I*106787 For profit or not for profit: Non-Profit Organization Name of outside business organization: Family Counceling Service of Northern Utah Investment related: N Address of business: Ogden, Utah 84403 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 6/21/2017 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Provides counseling to underserved. I will sit on the board and Financial Advisory committee member, and help advise and direct on investment decisions. . I*123254 For profit or not for profit: For-Profit Organization Name of outside business organization: Rollo LLC Investment related: Y Address of business: Layton, Utah 84041 Nature of business: Family Business, Position, title, association: Owner, Start date of relationship: 6/1/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family LLC, it is to manage Family property. I have an equal share of responsibility with my 4 brothers to maintain properties my dad has acquired. so far 1 is under the LLC. there could be up to 4.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-10 |
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