Richard R Horlacher

Current Employers

Employment History

• 04/2017 → 08/2024
  Fidelity Brokerage Services, Llc
  Salt Lake City, UT
• 08/2016 → 04/2017
  Self Employed - Rhorlacher Financial
  Salt Lake City, UT
• 10/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ogden, UT
• 09/2024 → 10/2024
  Morgan Stanley
  Sandy, UT
• 01/2017 → 07/2023
  Rhorlacher Financial
  Centerville, UT
• 12/2024 → Present
  Bank Of America, N.A.
  Ogden, UT

Previous Registrations

• 2018-09-11 → 2024-08-28
  Fidelity Personal And Workplace Advisors
  Salt Lake City, UT

Other Businesses

Name of the other business: No name (R H) Whether the business is investment-related: Investment relatedAddress of the other business: Centerville, UT Nature of the other business: Real estate rentalsYour position: OwnerStart date of your relationship: 06/09/2004Approximate number of hours/month you devote to the other business: 5Number of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Maintain operational and financial viability of the organization. I own five rental propertiesI*: 2116355Name of the other business: Utah High School Athletics AssociationWhether the business is investment-related: Non-investment relatedAddress of the other business Centerville, UTNature of the other business: Officiate High School sportsYour position: OfficialStart date of your relationship: 08/25/2016Approximate number of hours/month you devote to the other business: 200 hrs annuallyNumber of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Officiate various sports eventsI*: 2116349Entity Type: Rental Property Name of OBA: Rental Property 1Address: Phoenix, AZ 85085Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 08/01/2015Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0Duties: Rental propertyI*: 2116353Entity Type: Rental Property Name of OBA: Rental Property 3Address: St. George, UT 84770Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 07/20/2006Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0 Duties: Rental propertyI*: 2119266Entity Type: Rental Property Name of OBA: Rental Property 2Address: Centerville, UT 84014Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 07/01/2023Number of Hours: 5 hrs mthlyNumber of Hours during trading: 0 Duties: Co owner of property is my spouse. I*2116354, Entity Type, Entity For Profit Name of OBA: Rental Property 3 Address: St. George, Utah, 84790, United States Investment Related: No Position, Title, Association: Employee: Sole owner Employee Start Date: 05/31/2004. No Hours: 2hrs/month No Hours during trading: 0 Duties: Authorize property management on maintenance, tenancy, etc. Responsible for paying mortgage and taxes. Minor repairs. I* 2119267, Entity Type, Entity For Profit Name of OBA: Rental Property 3 Address: St. George, Utah, 84790, United States Investment Related: No Position, Title, Association: Employee: Sole owner Employee Start Date: 08/01/2006. No Hours: 2hrs/month No Hours during trading: 0 Duties: Authorize property management on maintenance, tenancy, etc. Responsible for paying mortgage and taxes. Minor repairs.

Exams

• S66 Uniform Combined State Law Examination
  2018-09-05
• S63 Uniform Securities Agent State Law Examination
  2017-05-31

Other Names

• Richard Russell Horlacher
• Rich Horlacher
• Richard Horlacher