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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-05-01
UT RA APPROVED 2006-06-06
  • TX RA
    APPROVED
    Since 2007-05-01
  • UT RA
    APPROVED
    Since 2006-06-06

Branch Locations

2380 Washington Blvd, Ogden, UT 84401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ogden UT 08/2004 Present
Bank Of America, N.A. Ogden UT 04/2012 Present
Other Businesses

I*1525270 For profit or not for profit: Entity For Profit Name of outside business organization: Beech's Bar A Ranch Investment related: N Address of business: Morgan, Utah, 84050, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/1/2023 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Breading Horses. I grew up with horses and was taught work ethic through working on my grandpa Beech's farm. The purpose is to have a place where my kids can do the same and learn to work and train. I will essentially be owner but have no day to day respo I*1524268 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Washington, Utah, 84780, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/31/2023 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-02
  • S66 Uniform Combined State Law Examination
    2006-06-02

View on SEC IAPD

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