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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-05-01 |
| UT | RA | APPROVED | 2006-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ogden | UT | 08/2004 | Present |
| Bank Of America, N.A. | Ogden | UT | 04/2012 | Present |
I*1525270 For profit or not for profit: Entity For Profit Name of outside business organization: Beech's Bar A Ranch Investment related: N Address of business: Morgan, Utah, 84050, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/1/2023 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Breading Horses. I grew up with horses and was taught work ethic through working on my grandpa Beech's farm. The purpose is to have a place where my kids can do the same and learn to work and train. I will essentially be owner but have no day to day respo I*1524268 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Washington, Utah, 84780, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/31/2023 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-02 |
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