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Elizabeth Anne Helene Smith Rivera

Vanguard Advisers, Inc.

Plano, TX

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-26
  • TX RA
    APPROVED
    Since 2026-03-26

Branch Locations

7900 Windrose Ave, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2014 08/2021
Vanguard Marketing Corporation Plano TX 08/2022 Present
Vanguard Marketing Corporation Malvern PA 07/2014 08/2021
The Vanguard Group, Inc. Plano TX 08/2022 Present
Dartmouth College Hanover NH 08/2020 06/2022
Vanguard Advisers, Inc Plano TX 03/2026 Present
Earnest One Llc Plano TX 01/2026 Present
  • 07/2014 → 08/2021
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2022 → Present
    Vanguard Marketing Corporation
    Plano, TX
  • 07/2014 → 08/2021
    Vanguard Marketing Corporation
    Malvern, PA
  • 08/2022 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 08/2020 → 06/2022
    Dartmouth College
    Hanover, NH
  • 03/2026 → Present
    Plano, TX
  • 01/2026 → Present
    Earnest One Llc
    Plano, TX
Previous Registrations
Other Businesses

NAME OF BUSINESS: EARNEST ONE LLC INVESTMENT-RELATED ADDRESS: PLANO, TX NATURE OF BUSINESS: RENTAL PROPERTIES POSITION: LANDLORD/OWNER START DATE: 01/2026 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-22
S65 Uniform Investment Adviser Law Examination 2015-11-10
  • S63 Uniform Securities Agent State Law Examination
    2025-07-22
  • S65 Uniform Investment Adviser Law Examination
    2015-11-10
Designations
Other Names
  • Elizabeth Anne Smith
  • Elizabeth Anne Helene Smith
  • Liz Smith
  • Liz Smith Rivera
  • Elizabeth Annehelene Smith
  • Elizabth A Smith
  • Elizabeth Annehelene Smith Rivera
  • Elizabeth Smith Rivera
  • Elizabeth Smith

View on SEC IAPD

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