Yong J Lee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ellicott City, MD

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-07-12
MD	RA	APPROVED	2014-10-30

TX RA
APPROVED

Since 2016-07-12
MD RA
APPROVED

Since 2014-10-30

Branch Locations

11125 Resort Rd, Ellicott City, MD 21042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America N.A.	Columbia	MD	09/2012	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	MD	09/2012	Present

09/2012 → Present

Bank Of America N.A.

Columbia, MD
09/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-29

S66 Uniform Combined State Law Examination

2014-10-29

Other Names

Yong Je Lee

View on SEC IAPD

Other Firms

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LEE FINANCIAL ASSOCIATES, INC.

OSAIC WEALTH, INC.

BLUEPRINT WEALTH MANAGEMENT INC.

KESTRA ADVISORY SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

MARK ANDREW TIMMICK

JAMES JEFFREY LEE

BRIAN WILLIAM SMOOT

JORDAN SCHMUCHER WILSON

DAVID SCOTT ASHER

RAVINDRA NATH DIXIT

WILLIAM SPRUILL

Jade NICOLE Chang

Other Offices

FOUNDERS FINANCIAL SECURITIES LLC · ELLICOTT CITY, MD

LEE FINANCIAL ASSOCIATES, INC. · ELLICOTT CITY, MD

OSAIC WEALTH, INC. · ELLICOTT CITY, MD

BLUEPRINT WEALTH MANAGEMENT INC. · ELLICOTT CITY, MD

KESTRA ADVISORY SERVICES, LLC · ELLICOTT CITY, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Ellicott City, MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · ELLICOTT CITY, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · Ellicott City, MD

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