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Melissa Louise Mills

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-24
  • CA RA
    APPROVED
    Since 2019-01-24

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genovese Burford & Brothers Sacramento CA 06/2013 08/2018
Royal Alliance Associates, Inc. Sacramento CA 01/2016 08/2018
Lpl Financial San Diego CA 01/2019 Present
Unemployed San Diego CA 08/2018 01/2019
  • 06/2013 → 08/2018
    Genovese Burford & Brothers
    Sacramento, CA
  • 01/2016 → 08/2018
    Royal Alliance Associates, Inc.
    Sacramento, CA
  • 01/2019 → Present
    Lpl Financial
    San Diego, CA
  • 08/2018 → 01/2019
    Unemployed
    San Diego, CA
Previous Registrations
  • 2017-07-13 → 2019-03-29
    Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
    Sacramento, CA
  • 2017-05-26 → 2017-06-21
    Osaic Wealth, Inc.
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-25
  • S66 Uniform Combined State Law Examination
    2017-05-25
Other Names
  • Melissa Mills

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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