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Heath Mendoza

J.P. Morgan Securities LLC

Mandeville, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-13
LA RA APPROVED 2022-12-09
  • TX RA
    APPROVED
    Since 2023-01-13
  • LA RA
    APPROVED
    Since 2022-12-09

Branch Locations

3500 Hwy 190, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Metairie LA 06/2014 03/2018
Jason Navarre Metairie LA 04/2016 03/2018
Northwestern Mutual Wealth Management Company Mandeville LA 06/2016 03/2018
J.P. Morgan Securities, Llc Mandeville LA 03/2018 11/2022
Jpmorgan Chase Bank, N.A. Mandeville LA 03/2018 11/2022
J.P. Morgan Securities, Llc Mandeville LA 12/2022 Present
Jpmorgan Chase Bank, N.A. Mandeville LA 12/2022 Present
  • 06/2014 → 03/2018
    Northwestern Mutual Investment Services Llc
    Metairie, LA
  • 04/2016 → 03/2018
    Jason Navarre
    Metairie, LA
  • 06/2016 → 03/2018
    Northwestern Mutual Wealth Management Company
    Mandeville, LA
  • 03/2018 → 11/2022
    J.P. Morgan Securities, Llc
    Mandeville, LA
  • 03/2018 → 11/2022
    Jpmorgan Chase Bank, N.A.
    Mandeville, LA
  • 12/2022 → Present
    J.P. Morgan Securities, Llc
    Mandeville, LA
  • 12/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Mandeville, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
S63 Uniform Securities Agent State Law Examination 2015-08-07
  • S66 Uniform Combined State Law Examination
    2022-09-19
  • S63 Uniform Securities Agent State Law Examination
    2015-08-07
Other Names
  • Heath Mendoza
  • Heath Lynn Mendoza
  • Heath L Mendoza

View on SEC IAPD

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JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

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