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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-07 |
| CA | RA | APPROVED | 2019-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Westlake Village | CA | 03/2017 | 08/2017 |
| Lpl Financial, Llc | Van Nuys | CA | 06/2014 | 08/2017 |
| Wcg Wealth Advisors, Llc (Dba: The Wealth Consulting Group) | Westlake Village | CA | 01/2017 | 08/2017 |
| Axa-Advisors, Llc | Westlake Village | CA | 07/2017 | 01/2019 |
| Jp Morgan Securities, Llc | Porter Ranch | CA | 02/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Porter Ranch | CA | 02/2019 | Present |
ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: (SELF) POSITION: FREELANCE UMPIRE / INDEPENDENT CONTRACTOR START DATE: 1/1/2009 ADDRESS: 18350 Northridge, CA DETAILS: UMPIRE SOFTBALL GAMES IN THE SOUTHERN CALIFORNIA AREA, UPHOLD THE INTEGRITY OF THE SOFTBALL GAME BY APPLY RULES KNOWLEDGE, AND JUDGMENT TO CALL THE GAME OF SOFTBALL. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
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